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Guidance Note on Reports in Company Prospectuses (Revised 2019)
Guidance Note on Reports in Company Prospectuses (Revised 2019Readers may note that this Guidance Note supersedes the Guidance Note on Reports in Company Prospectuses (Revised 2016) issued by the ICAI...
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Consultation paper on design of commodity indices and product design for futures on commodity indices
Securities and Exchange Board of IndiaConsultation paper on design of commodity indices and product design for futures on commodity indices 1. Objective1.1. The objective of this consultation paper is...
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New Settlement Rules of SEBI effective from 01.01.2019
Press Information Bureau Government of IndiaMinistry of Finance21-December-2018 20:08 ISTNew Settlement Rules of SEBI SEBI has introduced the SEBI (Settlement Proceedings) Regulations, 2018 that have...
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Guidance Note on Reports in Company Prospectuses (Revised 2018)
Exposure DraftGuidance Note on Reports inCompany Prospectuses(Revised 2018)Readers may note that this Guidance Note supercedes the Guidance Note on Reports in Company Prospectuses (Revised 2016) issue...
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Do’s and Don’ts while dealing with Investment Advisers
Securities And Exchange Board of IndiaDo’s and Don’ts while dealing with Investment Advisers Do’s1. Always deal with SEBI registered Investment Advisers.2. Check for SEBI registration number. Please r...
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Consultation Paper on Review of Regulatory Framework for Debenture Trustees (DTs)
SEBI Consultation Paper on Review of the Regulatory Framework for Debenture Trustees (DTs) 1. ObjectiveThe objective of the consultation paper is to seek comments / views from the public on the propos...
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No separate category of ‘Commodity Derivatives Exchanges’ w.e.f. October 1, 2018
Securities and Exchange Board of IndiaCIRCULARSEBI/HO/CDMRD/DMP/CIR/P/201 8/133Dated: September 28, 2018To,The Managing Directors / Chief Executive OfficersAll Stock Exchanges and Clearing Corporation...
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Important measures by SEBI pertaining to Corporates
15th FICCI Annual Capital Market Conference (CAPAM) 2018“Blueprint for Capital Market in New India 2022”September 11, 2018Trident, Nariman Point, Mumbai1. Ladies and Gentlemen, it gives me great pleas...
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Interim Report of working group on KYC Requirements for FPIs
Securities and Exchange Board of IndiaSecurities and Exchange Board of India (“SEBI”) seeks public comments on the ‘Interim recommendation on Know Your Client Requirements for Foreign Portfolio Invest...
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SEBI HLC Report on Settlement Mechanism
SEBI seeks public comments on the ‘Report on the Settlement Mechanism’ submitted by the High Level Committee (HLC) under the Chairmanship of Justice A. R. Dave (retd.)1. BACKGROUND1.1 Settlement for s...
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PAN Sole identifier for all participants transacting in securities market
Press Information BureauGovernment of IndiaMinistry of Finance10-August-2018 18:56 ISTGuidelines to Control Black Money in Share MarketSecurities and Exchange Board of India (SEBI), vide circular date...
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Discussion Paper on Delisting of Equity Shares – Review of “Reverse Book Building Process”
Securities and Exchange Board of IndiaDiscussion Paper on Delisting of Equity Shares Review of “Reverse Book Building Process”Jul 26, 2018 -Reports : Reports for Public CommentsBackground1) SEBI came...
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Paper on Revision of Provisions Pertaining to Re-Classification of Shareholders
CONSULTATIVE PAPER ON REVISION OF PROVISIONS PERTAINING TO RE- CLASSIFICATION OF SHAREHOLDERSA. Background and need for review1. Regulation 31A of the SEBI (Listing Obligations and Disclosure Requirem...
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Split of position of Chairperson & MD in listed companies
Split of position of Chairperson and Managing Directors (MDs) in listed companies The Securities and Exchange Board of India (SEBI), based on the recommendations of Kotak Committee on Corporate Govern...
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Framework for Enhanced Market Borrowings by large Corporates
SEBI Consultation PaperDesigning a Framework for Enhanced Market Borrowings by large Corporates1. Budget Announcement and its objective1.1. Government of India in the Union Budget of 2018-19, made the...
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Consultation Paper on proposed SEBI (Fiduciaries in Securities Market) (Amendment) Regulations
1. BACKGROUND1.1 Investor confidence is fundamental to the successful operation of securities market. That confidence depends on investors having credible and reliable financial information when makin...
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Consultation paper on measures to enhance efficiency in polling methodology adopted for spot price determination of commodities
Consultation paper on measures to enhance efficiency in polling methodologyadopted for spot price determination of commodities 1 Objective1.1 The objective of this consultation paper is to seek commen...
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SEBI Issues List of Defaulter in Payment of Penalty
On 25.06.2018 SEBI Issues List Of 1690 Defaulters As On March 31, 2018 For Non-Payment Of Penalty Imposed By SEBI Through Orders Passed upto December 31, 2017. List Contains Name of the Defaulter, Add...
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Draft framework for participation of foreign entities in Indian commodity derivatives market’
Consultation paper on draft framework for participation of foreign entities,having actual exposure to Indian commodity markets, in the commodityderivatives market 1. Objective1. The objective of the c...
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Methodology for pricing of non-traded and thinly traded non convertible debt securities
Consultation paper for determining uniform methodology for pricing of non-tradedand thinly traded non convertible debt securities+I. Objective: 1. To solicit the comments/views from public on the prop...