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SEBI Consultation Paper on Relaxation with respect to QIP issues
Securities and Exchange Board of IndiaConsultation PaperRelaxation with respect to Qualified Institution Placement (QIP) issues 1. Objective 1.1. The objective of this discussion paper is to seek comm...
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Consultation Paper on Amendment to SEBI (Delisting of Equity Shares) Regulations, 2009 for Schemes of Arrangement
Securities and Exchange Board of IndiaConsultation Paper on “Amendment to Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 for Schemes of Arrangement”Objective1) T...
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SEBI Paper with Respect to Guarantees Provided by A Listed Company
Securities and Exchange Board of IndiaConsultative Paper with Respect to Guarantees Provided by A Listed CompanyBackground and rationale for review1. Instances have come to the notice of SEBI where li...
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Consultative paper on e-voting facility provided by listed entities
Securities and Exchange Board of IndiaCONSULTATIVE PAPER ON e-VOTING FACILITY PROVIDED BY LISTED ENTITIESBackground and Rationale for review1. Under Regulation 44 of Securities and Exchange Board of I...
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Consultation paper on Review of Regulatory Framework for Corporate bonds & Debenture Trustees
1. ObjectiveThe objective of the consultation paper is to seek comments/views from the public on the proposals that are expected to strengthen the regulatory framework for Corporate bonds, secure the...
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Discussion paper on proposed changes to SEBI Takeover Regulations
Discussion Paper on proposed amendments in SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011Securities and Exchange Board of India1. Objective1.1 The objective of this discussio...
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What to expect in 2020, for Listed Companies & entities regulated by SEBI?
What is SEBI?Securities and Exchange Board of India (SEBI) is a statutory regulatory body which is owned by Government of India. Its main objective is to ensure that whether the Indian capital market...
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Report of SEBI Working Group on Related Party Transactions
Securities and Exchange Board of IndiaBackgroundSEBI constituted a Working Group in November 2019 to review the policy space pertaining to related party transactions under the Chairmanship of Mr. Rame...
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Discussion Paper on ‘Usage of pool accounts in Mutual Fund Transactions’
Securities and Exchange Board of IndiaDec 23, 2019- Reports : Reports for Public CommentsA. Backgroundi. SEBI, vide circular dated November 13, 2009, permitted units of Mutual Fund (MF) schemes to be...
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Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms
SEBI Consultative Paper on Policy Proposals with Respect To Resignation of Statutory Auditors From Listed EntitiesSecurities and Exchange Board of IndiaA. Background and rationale for review1. There h...
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Paper on amendment to SEBI (Prohibition of Insider Trading) Regulations, 2015
Securities and Exchange Board of IndiaDiscussion Paper on amendment to the SEBI (Prohibition of Insider Trading) Regulations, 2015 to provision for an informant mechanismINTRODUCTION:1. Insider tradin...
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SEBI Discussion Paper on Framework for Regulatory Sandbox
Securities and Exchange Board of IndiaOBJECTIVE1. Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial tec...
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SEBI Discussion paper on review of buy-back of securities
Securities and Exchange Board of India1. Objective 1.1. The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back...
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SEBI Discussion Paper on Review of Rights Issue Process
Securities and Exchange Board of IndiaDiscussion PaperReview of Rights Issue Process1. Objective1.1. The objective of this discussion paper is to seek comments / views from the public and market inter...
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Guidance Note on Annual Secretarial Compliance Report by ICSI
highlights the process and scope of Annual Secretarial Compliance Report and also provides detailed checklists with respect to all mandatory laws as specified in the prescribed format by SEBI.Corporat...
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Self Regulatory Organizations in Securities Market
Securities and Exchange Board of IndiaConsultation Paper Self Regulatory Organizations in Securities Market1. Objective1.1. The objective of the Consultation Paper is to seek comments from the public...
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Transfer of shares in physical form to be stopped from April 1, 2019
SEBI has recently amended relevant provisions of SEBI (Listing Obligations and Disclosure Requirements)(Fourth Amendment)Regulations,2018 to disallow listed companies from accepting request for transf...
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Consultation Paper Issuance of shares with Differential Voting Rights [DVRs]
Securities and Exchange Board of India1. BACKGROUND 1.1. There is increasing debate about the need to enable issuance and listing of shares with differential voting rights, commonly known as DVRs in I...
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Cabinet approves creation of Post of Technical Member in SAT, Mumbai
The Union Cabinet chaired by Prime Minister Narendra Modi has approved the proposal for creation of the Post of Technical Member in Securities Appellate Tribunal (SAT), Mumbai at the level of Secretar...
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Paper on Amendment of SEBI InvIT / REIT Regulations, 2014
Securities and Exachange Board of IndiaConsultation PaperAmendment of SEBI (Infrastructure Investment Trusts) Regulation, 2014 and SEBI (Real Estate Investment Trusts) Regulation, 2014 A. Objective (1...