-
Consultation Paper- Segregation & Monitoring of Collateral at Client level
Securities and Exchange Board of India 1. Objective To solicit comments/ views from market participants on proposed framework for segregation and monitoring of collateral at client level, with the obj...
-
Compilation of SEBI Informal Guidance on Insider Trading Regulations
Compilation of Informal Guidance sought by the Market Participants under SEBI (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations) for the period October 14, 2015- March 31, 2021 COMPI...
-
Comprehensive FAQs on SEBI (PIT) Regulations 2015
Securities and Exchange Board of India Preface 1. In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 have been amended from time to time....
-
ICSI requests extension of timeline for SEBI Compliances
The Institute of Company Secretaries of India IN PURSUIT OF PROFESSIONAL EXCELLENCE Statutory body under an Act of Parliament (Under the jurisdiction of Ministry of Corporate Affairs) ICSI:PFP:2021 Ap...
-
Securities Contracts (Regulation) Act, 1956
(As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021) Securities and Exchange Board of India SECURITIES CONTRACTS (REGULATION) ACT, 1956 [42 OF 1956] SECTIONS PRELIMINARY 1. Short ti...
-
Securities and Exchange Board of India Act, 1992
(As amended by the Finance Act, 2021 (13 of 2021) w.e.f. April 1, 2021) Securities and Exchange Board of India Act, 1992 SECTIONS CHAPTER I PRELIMINARY 1. Short title, extent and commencement 2. Defin...
-
Filing of Annual Secretarial Compliance Report In XBRL Mode By Companies
Bombay Stock Exchange (BSE) NOTICES Notice No. 20210331-2 , Notice Date: 31 Mar 2021 Category: Circulars Listed Companies, Segment: Equity Subject : FILING OF ANNUAL SECRETARIAL COMPLIANCE REPORT IN X...
-
Provisional list of IPs for appointment as Administrator
INSOLVENCY AND BANKRUPTCY BOARD OF INDIA Guidelines for Appointment of IPs as Administrators under the SEBI (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 201...
-
Paper on review of Regulatory Provisions related to Independent Directors
Securities and Exchange Board of India Consultation Paper on Review of Regulatory Provisions related to Independent Directors Mar 01, 2021 | Reports : Reports for Public Comments 1. Objective 1.1. To...
-
Introduction of Concept of “Accredited Investors” in Indian securities market
Securities and Exchange Board of India Consultation Paper on Introduction of concept of “Accredited Investors” in Indian securities market Feb 24, 2021 | Reports : Reports for Public Comments 1. Objec...
-
ICAI FAQs on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Frequently Asked Questions on Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Way back from 1996 in Indian history, the need for having a str...
-
Government To Introduce Single Securities Markets Code
Ministry of Finance GOVERNMENT TO INTRODUCE SINGLE SECURITIES MARKETS CODE SUPPORT FOR DEVELOPMENT OF A WORLD CLASS FIN-TECH HUB AT GIFT-IFSC A PERMANENT INSTITUTIONAL FRAMEWORK TO BE CREATED TO PURCH...
-
Summary & Highlights of Economic Survey-2020-21
Ministry of Finance Summary of Economic Survey-2020-21 V-Shaped Economic Recovery Due to Mega Vaccination Drive, Robust Recovery in the Services Sector and Robust Growth in Consumption and Investment...
-
FAQ’s- System driven disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015
The Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations) were amended and notified vide Gazette Notification No. SEBI/LAD-NRO/GN/2020/23 dated Ju...
-
SEBI Consultation Paper on appointment / reappointment of WTD / MD by Listed Entities who fails to get elected at general meeting
Securities and Exchange Board of India Consultation Paper on introduction of provisions relating to appointment / re‑appointment of persons who fail to get elected as Whole-time directors / Managing D...
-
Consultation Paper on Innovators Growth platform under SEBI (ICDR) Regulations, 2018
Securities and Exchange Board of IndiaConsultation PaperReview of framework of Innovators Growth platform (IGP) under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018.Dec 14, 2020...
-
SEBI Consultation Paper: Compliance Standards for Index Providers
Securities and Exchange Board of IndiaConsultation Paper – Compliance Standards for Index Providers 1. ObjectiveTo solicit the comments / views from market participants on compliance standards for ind...
-
Consultation Paper on ‘Review of NCDs alongwith warrants’ under QIP
Consultation Paper on ‘Review of the NCDs along with warrants’ under QIPDec 02, 2020 | Reports : Reports for Public CommentsSecurities and Exchange Board of IndiaConsultation PaperReview of the ‘NCDs...
-
Report on disclosures pertaining to analyst meets, investor meets & conference calls
Securities and Exchange Board of IndiaREPORT ON DISCLOSURES PERTAINING TO ANALYST MEETS, INVESTOR MEETS AND CONFERENCE CALLSNov 20, 2020 | Reports : Reports for Public CommentsBackgroundThe issue of i...
-
Consultation Paper on Review of requirement of Minimum Public Offer for large issuers
The objective of this consultation paper on Review of requirement of Minimum Public Offer for large issuers in terms of Securities Contracts (Regulation) Rules, 1957 is to seek comments/ views from th...