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Consultation Paper on Amendments to SEBI ICDR Regulations with objective of increasing transparency
Securities and Exchange Board of India Consultation Paper on certain Amendments to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, with the objective of increasing transparency...
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SEBI Consultation paper on ESG disclosures, ratings and investing
Securities and Exchange Board of India Feb 20, 2023 1. Objective This Consultation Paper seeks public comments on the regulatory framework of ESG Disclosures by listed entities, ESG Ratings in the sec...
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SEBI Consultation Paper on Streamlining Disclosures by Listed Entities
The Securities and Exchange Board of India (SEBI) recently issued a consultation paper on ‘Streamlining Disclosures by Listed Entities and Strengthening Compliance with SEBI (Listing Obligations and D...
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Consultation paper on mandatory listing of debt securities of listed issuers
Securities and Exchange Board of India Consultation paper on proposal for introduction of the concept of General Information Document (GID) and Key Information Document (KID), mandatory listing of deb...
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Consultation Paper on Review of Role & Obligations of Mutual Fund Trustees
Securities and Exchange Board of India Consultation Paper on Review of Role and Obligations of Mutual Fund Trustees Feb 09, 2023 | Reports : Reports for Public Comments 1. Objective To solicit public...
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FAQ’s on filing of announcements in XBRL format on NSE platform
NSE – National Stock Exchange of India Ltd Circular Ref No: NSE/CML/2023/15 Date: February 07, 2023 The Company Secretary All Listed Companies Subject: FAQ’s on filing of announcements in XBRL format...
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Consultation paper on review of Corporate Governance norms for a High Value Debt Listed Entity
Securities and Exchange Board of India 1. Background: 1.1. SEBI introduced Corporate Governance requirements for listed entities to improve transparency in their functioning and ensure enhanced disclo...
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Consultation paper on institutional mechanism for Stock Brokers to ensure prevention and detection of fraud or market abuse
Securities and Exchange Board of India 1. Objective 1.1. Preventing/ detecting fraud or market abuse is a key pillar of investor protection. Brokers are uniquely positioned to detect/ prevent market m...
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Consultation paper on direct plan for schemes of AIFs
Securities and Exchange Board of India Consultation paper on direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs Objective 1. The objecti...
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Consultation paper on dematerialisation of units of AIFs
Securities and Exchange Board of India 1. Objective: To seek comments and inputs from stakeholders and members of public on mandating dematerialisation of units of Alternative Investment Funds (AIFs)....
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SEBI Consultation paper on eligibility criteria for key investment team
Securities and Exchange Board of India Consultation paper on review of eligibility criteria for the key investment team and prescribing qualification for compliance officer of Manager of an Alternativ...
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Consultation paper on investor consent for buying/selling investments from/to associates of AIFs
Securities and Exchange Board of India Consultation paper on investor consent for buying/selling investments from/to associates of AIFs Dated: Feb 03, 2023 | Reports : Reports for Public Comments 1. O...
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SEBI Consultation paper on safeguarding clients’ funds
Securities and Exchange Board of India Consultation paper on safeguarding clients’ funds placed with stock brokers/ Clearing Members (CMs): Upstreaming of clients’ funds to Clearing Corporations (CCs)...
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Sebi may allow AIFs to carry forward unliquidated investments to new scheme
Securities and Exchange Board of India Consultation Paper on providing option to Alternative Investment Funds and their investors to carry forward unliquidated investments of a scheme upon completion...
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Adani Enterprises Limited calls off its FPO of ₹ 20,000 crore
Board of Directors of Adani Enterprises Limited at its meeting held today i.e. February 1, 2023 has decided, in the interest of its subscribers, not to proceed with the further public offer (FPO) of e...
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89% Individual Traders dealing in Equity F&O incurred losses: SEBI
Study – Analysis of Profit and Loss of Individual Traders dealing in Equity F&O Segment – Jan 25, 2023 Research : Research Papers/articles I. Objective of the Study To analyze the trading by individua...
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Consultation paper on ‘Blocking of Funds for Trading in Secondary Market’
Securities and Exchange Board of India Jan 17, 2023 1. Objective 1.1. To solicit comments and inputs from stakeholders and members of public on introduction of facility of blocking of funds for tradin...
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SEBI Settlement Scheme for 150 Stock Brokers, 2022 – FAQs
1. SEBI has decided to introduce a Settlement Scheme for 150 Stock Brokers, 2022 (Scheme 2022) for Stock Brokers against whom enforcement proceedings have been approved/initiated and are pending for e...
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Grant of Registration as Alternative Investment Fund (AIF) – FAQs
Securities and Exchange Board of India FAQs FOR GRANT OF REGISTRATION AS ALTERNATIVE INVESTMENT FUND (AIF) GENERAL INFORMATION: THIS CHECKLIST DEALS ONLY WITH THE BROAD GUIDELINES FOR PROCESSING OF AP...
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Valuation of portfolio of Alternative Investment Funds
Securities and Exchange Board of India Consultation Paper on standardised approach to valuation of investment portfolio of Alternative Investment Funds Objective 1. The objective of this consultation...