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ICSI’s Advisory for SEBI & Stock Exchanges Compliance for Company Secretaries
Introduction: The Institute of Company Secretaries of India (ICSI) has recently issued an advisory that provides important guidelines for Company Secretaries in Practice. This advisory focuses on ensu...
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Flexibility in Social Stock Exchange (SSE) Framework
Introduction: The Securities and Exchange Board of India (SEBI) recently released a consultation paper concerning flexibility in the framework on Social Stock Exchange (SSE). Aimed at refining and adv...
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SEBI’s New Proposal: Fee Collection Mechanism for IAs & RAs
Introduction: The Securities and Exchange Board of India (SEBI) has recently released a consultation paper that revolves around a novel proposition. It aims to establish a structured ecosystem for fee...
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SEBI’s Consultation on “Finfluencers” Regulation, 2023
SEBI Considers Regulation on Association with Unregistered ‘Finfluencers’ On August 25, 2023, the Securities and Exchange Board of India (SEBI) released a consultation paper aiming to regulate the ass...
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Consultation on NRI & OCI Participation in SEBI-Registered FPIs at IFSCs
Securities and Exchange Board of India Consultation Paper on permitting increased participation of Non – Resident Indians (NRIs) and Overseas Citizens of India (OCIs) into SEBI registered Foreign Port...
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SEBI Consultation: Recognising Corporate Bodies for Research Analyst Supervision
Introduction: The Securities and Exchange Board of India (SEBI) has ushered in a new wave of regulatory reform. The most recent consultation paper dives into the arena of Research Analysts, intending...
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SEBI Voluntary Delisting Norms Review 2023
Introduction: Explore the Consultation Paper Review of Voluntary Delisting Norms under SEBI’s Delisting of Equity Shares Regulations, 2021. This analysis delves into the objectives, background, sub-gr...
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Review of framework for borrowings by Large Corporates
The Securities and Exchange Board of India (SEBI) has published a consultation paper aimed at revising the existing framework for borrowings by large corporates. The consultation paper seeks to gather...
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SEBI Registered Investment Advisers: FAQs and Regulations
Explore the frequently asked questions (FAQs) about SEBI Registered Investment Advisers (IAs) and their regulations. This comprehensive guide provides insights into the process of registration, qualif...
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Sahara-SEBI Fund to Repay Investors: A Detailed Review
In a significant development, Sahara Group’s cooperative societies have informed the Central Registrar of Cooperative Societies about the withdrawal from the Sahara-SEBI fund to repay the group’s inve...
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SEBI Consultation Paper on Account Aggregator Framework – Public Comments
Securities and Exchange Board of India (SEBI) has released a consultation paper on the Account Aggregator Framework in securities markets. The paper aims to define use cases of Financial Information U...
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Consultation Paper on Prudential Norms for Clearing Corporations’ Exposure
The Securities and Exchange Board of India has released a consultation paper on prudential norms for exposure of clearing corporations (CCs). The paper aims to address concentration risks and ensure d...
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Guidance for Filing Public Announcements via BSE & NSE Circular
Guidance on filing of public announcements through Stock Exchange – BSE and NSE Circular dt: July 14, 2023 SEBI vide its Notification No. SEBI/LAD-NRO/GN/2023/131 dated June 14, 2023 further amended t...
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SEBI Consultation Paper: Mandating FPIs to Route Transactions through RFQ Platform
The Securities and Exchange Board of India (SEBI) has released a consultation paper focusing on mandating foreign portfolio investors (FPIs) to channel a specific percentage of certain transactions in...
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Consultation Paper on Cybersecurity Framework for SEBI Regulated Entities
The Securities and Exchange Board of India (SEBI) has issued a consultation paper introducing the Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities. This fr...
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SEBI (LODR) Regulations 2015: Latest Amendments (2023) & Applicability
The Amendment under SEBI (LODR) Regulations, 2015 has been made vide Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023. The...
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SEBI Proposes Additional Disclosures for High-Risk FPIs to Strengthen Market Transparency
SEBI proposes additional disclosures for high-risk Foreign Portfolio Investors (FPIs) to guard against circumvention of regulations and misuse of the FPI route. The proposed framework aims to enhance...
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SEBI Proposes Clarity on Investor Rights in Alternative Investment Funds
Securities and Exchange Board of India (SEBI) has published a consultation paper seeking public comments on a proposal related to the pro-rata and pari-passu rights of investors in Alternative Investm...
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SEBI proposes Review of Total Expense Ratio for Mutual Fund Schemes
SEBI Consultation Paper on Review of Total Expense Ratio charged by Asset Management Companies (AMCs) to unitholders of schemes of Mutual Funds to facilitate greater transparency and accrual of benefi...
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SEBI Draft Regulations to Combat Unexplained Suspicious Trading Activities
SEBI Consultation paper on draft SEBI (Prohibition of Unexplained Suspicious Trading Activities in the Securities Market) Regulations, 2023 Securities and Exchange Board of India (SEBI) has released a...