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| | Circular No. SEBI/HO/OIAE/IGRD/CIR/P/2023/183 | Circular | 2023 | 12/1/2023 | Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform |
| | Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/181 | Circular | 2023 | 11/17/2023 | Simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination |
| | Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/180 | Circular | 2023 | 11/13/2023 | Most Important Terms and Conditions (MITC) - uniform documents for formalizing the broker-client relationship |
| | Circular No. SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/178 | Circular | 2023 | 11/8/2023 | Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders |
| | NOTIFICATION No. F. No. 17/30/2018-CL-V | Notification | 2023 | 11/9/2023 | Limited Liability Partnership (Significant Beneficial Owners) Rules, 2023. |
| | Circular No. SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/177 | Circular | 2023 | 11/8/2023 | Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unitholders |
| | Circular No. SEBI/HO/DDHS/DDHS-RAC-1/P/CIR/2023/176 | Circular | 2023 | 11/8/2023 | Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors |
| | Circular No. SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/000175 | Circular | 2023 | 11/1/2023 | Simplification and streamlining of Offer Documents of Mutual Fund Schemes |
| | NOTIFICATION No. S.O. 4744(E) | Notification | 2023 | 10/30/2023 | Central Government appoints the 30th day of October, 2023 as the date on which the provisions of section 5 of the Companies (Amendment) Act, 2020 shall come into force |
| | Circular No. SEBI/HO/DDHS-PoD-2/P/CIR/2023/174 | Circular | 2023 | 10/31/2023 | Revision in manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs) |
| | NOTIFICATION No. G.S.R. 802(E) | Notification | 2023 | 10/27/2023 | Companies (Prospectus and Allotment of Securities) Second Amendment Rules, 2023 |
| | NOTIFICATION No. G.S.R. 803(E) | Notification | 2023 | 10/27/2023 | Limited Liability Partnership (Third Amendment) Rules, 2023. |
| | NOTIFICATION No. G.S.R. 801(E) | Notification | 2023 | 10/27/2023 | Companies (Management and Administration) Second Amendment Rules, 2023 |
| | NOTIFICATION No. S.O. 4672(E). | Notification | 2023 | 10/26/2023 | Bring in force Section 45 of the Competition (Amendment) Act, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/159 | Notification | 2023 | 10/20/2023 | Securities and Exchange Board of India (Infrastructure Investment Trusts) (Third Amendment) Regulations, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/158 | Notification | 2023 | 10/20/2023 | Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2023 |
| | NOTIFICATION No. G.S.R. 790 (E) | Notification | 2023 | 10/20/2023 | Companies (Incorporation) Third Amendment Rules, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/160 | Notification | 2023 | 10/20/2023 | Securities and Exchange Board of India (Real Estate Investment Trusts) (Third Amendment) Regulations, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/157 | Notification | 2023 | 10/20/2023 | Securities and Exchange Board of India (Investor Protection and Education Fund) (Second Amendment) Regulations, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/156 | Notification | 2023 | 10/20/2023 | Securities and Exchange Board of India (Employees' Service) (Second Amendment) Regulations, 2023 |
| | Circular No. SEBI/HO/IMD/IMD-TPD-1/P/CIR/2023/173 | Circular | 2023 | 10/20/2023 | Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs) |
| | Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/172 | Circular | 2023 | 10/19/2023 | Ease of doing business and development of corporate bond markets – revision in the framework for fund raising by issuance of debt securities by large corporates (LCs) |
| | Master Circular No. SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169 | Circular | 2023 | 10/12/2023 | Master Circular on Know Your Client (KYC) norms for the securities market |
| | Circular No. SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170 | Circular | 2023 | 10/13/2023 | Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under |
| | Circular No. SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168 | Circular | 2023 | 10/10/2023 | Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013 |
| | General Circular No. 09/2023 | Circular | 2023 | 9/25/2023 | Clarification on holding of Annual General Meeting (AGM) and EGM through Video Conference (VC) or Other Audio Visual Means (OAVM) and passing of Ordinary and Special resolutions by the companies under the Companies Act, 2013 read with Rues made thereunder -Extension of timeline |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/155 | Notification | 2023 | 10/9/2023 | Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2023 |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/154 | Notification | 2023 | 10/9/2023 | Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2023 |
| | Circular No. SEBI/HO/CFD/CFD-PoD-2/P/CIR/2023/167 | Circular | 2023 | 10/7/2023 | Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
| | Circular No. SEBI/HO/MRD/POD-III/CIR/2023/165 | Circular | 2023 | 10/6/2023 | Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms |
| | Circular No. SEBI/HO/DDHS/P/CIR/2023/0164 | Circular | 2023 | 10/6/2023 | Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
| | Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/0000000163 | Circular | 2023 | 10/3/2023 | Centralized mechanism for reporting the demise of an investor through KRAs |
| | Circular No. SEBI/HO/CFD/CFD-PoD-1/P/CIR/2023/162 | Circular | 2023 | 9/30/2023 | Extension of timeline for verification of market rumours by listed entities |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/153 | Notification | 2023 | 9/27/2023 | Renewal of recognition to the NSE Clearing Limited |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/152 | Notification | 2023 | 9/27/2023 | Renewal of recognition to the Indian Clearing Corporation Limited |
| | Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/160 | Circular | 2023 | 9/27/2023 | Nomination for Mutual Fund Unit Holders – Extension of timelines |
| | Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/158 | Circular | 2023 | 9/26/2023 | Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts |
| | NOTIFICATION No. SEBI/LAD-NRO/GN/2023/151 | Notification | 2023 | 9/19/2023 | Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2023 |
| | Circular No. SEBI/HO/OIAE/IGRD/CIR/P/2023/156 | Circular | 2023 | 9/20/2023 | Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform |
| | Circular No. SEBI/HO/AFD/SEC-1/P/CIR/2023/0155 | Circular | 2023 | 9/14/2023 | Regulatory Reporting by AIFs |
| | Circular No. SEBI/HO/DDHS-PoD-2/P/CIR/2023/154 | Circular | 2023 | 9/11/2023 | Board nomination rights to unitholders of Real Estate Investment Trusts (REITs) |
| | Circular No. SEBI/HO/DDHS-PoD-2/P/CIR/2023/153 | Circular | 2023 | 9/11/2023 | Board nomination rights to unitholders of Infrastructure Investment Trusts (InvITs) |
| | Circular No. SEBI/HO/IMD/PoD2/P/CIR/2023/152 | Circular | 2023 | 9/6/2023 | Clarification regarding investment of Mutual Fund schemes in units of Corporate Debt Market Development Fund |
| | Circular No. SEBI/HO/GSD/TAD/P/CIR/2023/149 | Circular | 2023 | 9/4/2023 | Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c |
| | Circular No. SEBI/HO/DDHS/DDHS-POD2/P/CIR/2023/ 151 | Circular | 2023 | 9/4/2023 | Mechanism for Sharing of Information by Credit Rating Agencies (CRAs) to Debenture Trustees (DTs) |
| | NOTIFICATION No. 1/03/2021-CL-V (Pt. IV) | Notification | 2023 | 9/1/2023 | Limited Liability Partnership (Second Amendment) Rules, 2023 |
| | NOTIFICATION No. G.S.R. 42(E) | Notification | 2023 | 1/19/2023 | Companies (Incorporation) Amendment Rules, 2023 |
| | Circular No. SEBI/HO/DDHS/PoD1/CIR/P/2023/150 | Circular | 2023 | 9/4/2023 | New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares’ |
| | Master Circular No. SEBI/HO/DDHS/POD2/P/CIR/2023/121 | Circular | 2023 | 7/12/2023 | Master Circular for ESG Rating Providers (“ERPs”) |
| | Master Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145 | Circular | 2023 | 7/31/2023 | Master Circular for Online Resolution of Disputes in the Indian Securities Market(Updated as on August 11, 2023) |