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| Master Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/70 | Circular | 2023 | 5/17/2023 | Master Circular for Registrars to an Issue and Share Transfer Agents |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/79 | Circular | 2023 | 5/25/2023 | Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015 |
| NOTIFICATION No. SEBI/LAD-NRO/GN/2023/130 | Notification | 2023 | 5/23/2023 | Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2023 |
| Circular No. SEBI/HO/MRD/MRD-POD-1/P/CIR /2023/78 | Circular | 2023 | 5/23/2023 | Revision in computation of Core Settlement Guarantee Fund in Commodity Derivatives Segment |
| Circular No. SEBI/HO/DDHS-PoD-2/P/CIR/2023/75 | Circular | 2023 | 5/22/2023 | Dematerialization of securities of Hold Cos and SPVs held by Real Estate Investment Trusts (REITs) |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/73 | Circular | 2023 | 5/19/2023 | Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment |
| NOTIFICATION No. S.O. 2228 (E). | Notification | 2023 | 5/18/2023 | Central Government appoints the 18th day of May, 2023 as the date on which the provisions various sections of the Competition (Amendment) Act, 2023 shall come into force |
| NOTIFICATION No. F. No. R-40007/6/Reg-Meeting/Noti./2023-CCI | Notification | 2023 | 5/16/2023 | Competition Commission of India hereby establishes following regional offices. |
| NOTIFICATION No. G.S.R. 367(E) | Notification | 2023 | 5/15/2023 | Companies (Compromises, Arrangements and Amalgamations) Amendment Rules, 2023 |
| NOTIFICATION No. SEBI/LAD-NRO/GN/2023/129 | Notification | 2023 | 5/15/2023 | Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2023 |
| Circular No. SEBI/HO/IMD/POD-II/CIR/P/2023/0069 | Circular | 2023 | 5/12/2023 | Investment in units of Mutual Funds in the name of minor through guardian |
| NOTIFICATION No. G.S.R. 354 (E) | Notification | 2023 | 5/10/2023 | Application for removal of name, before ROC - to be filed only after filing of pending / overdue Financial Statements and Annaul Returns - Companies (Removal of Names of Companies from the Register of Companies) Second Amendment Rules, 2023 |
| Circular No. SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/68 | Circular | 2023 | 5/10/2023 | Direct Market Access (DMA) to SEBI registered Foreign Portfolio Investors (FPIs) for participating in Exchange Traded Commodity Derivatives (ETCDs) |
| Circular No. SEBI/HO/DDHS/DDHS-POD1/CIR/P/2023/67 | Circular | 2023 | 5/9/2023 | Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India) |
| Circular No. SEBI/HO/MRD/TPD/P/CIR/2023/65 | Circular | 2023 | 5/5/2023 | Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs) |
| Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/66 | Circular | 2023 | 5/4/2023 | Additional requirements for the issuers of transition bonds |
| Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/64 | Circular | 2023 | 5/3/2023 | Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts |
| No. CORRIGENDUM | Notification | 2023 | 4/26/2023 | Corrigendum - Competition (Amendment) Act, 2023 |
| Circular No. SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062 | Circular | 2023 | 4/26/2023 | Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/061 | Circular | 2023 | 4/25/2023 | Bank Guarantees (BGs) created out of clients’ funds |
| Circular No. SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/60 | Circular | 2023 | 4/25/2023 | Modifications in the requirement of filing of Offer Documents by Mutual Funds |
| Circular No. SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/59 | Circular | 2023 | 4/21/2023 | Procedure for seeking prior approval for change in control of Vault Managers |
| Circular No. SEBI/HO/MRD/POD 3/CIR/P/2023/58 | Circular | 2023 | 4/20/2023 | Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories |
| NOTIFICATION No. G.S.R. 298 (E) | Notification | 2023 | 4/17/2023 | Companies (Removal of Names of Companies from the Register of Companies) Amendment Rules, 2023 |
| Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/57 | Circular | 2023 | 4/17/2023 | Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC) |
| Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/56 | Circular | 2023 | 4/20/2023 | Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities |
| CORRIGENDA No. 8 OF 2023 | Notification | 2023 | 4/12/2023 | Corrigendum - Finance Act 2023 |
| Circular No. SEBI/HO/MRD-TPD1/CIR/P/2023/55 | Circular | 2023 | 4/11/2023 | Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session |
| Circular No. SEBI/HO/AFD/PoD/CIR/2023/054 | Circular | 2023 | 4/10/2023 | Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs |
| Circular No. SEBI/HO/AFD-1/PoD/P/CIR/2023/053 | Circular | 2023 | 4/10/2023 | Guidelines with respect to excusing or excluding an investor from an investment of AIF |
| Circular No. SEBI/HO/DDHS/P/CIR/2023/50 | Circular | 2023 | 3/31/2023 | Operational Circular for Debenture Trustees |
| Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52 | Circular | 2023 | 4/6/2023 | Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA) |
| Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/51 | Circular | 2023 | 4/5/2023 | Advertisement code for Investment Advisers (IA) and Research Analysts (RA) |
| NOTIFICATION No. G.S.R. 242 (E) | Notification | 2023 | 3/31/2023 | Companies (Indian Accounting Standards) Amendment Rules, 2023. |
| Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/049 | Circular | 2023 | 3/31/2023 | Extension of compliance period – Fund raising by large corporates through issuance of debt securities to the extent of 25% of their incremental borrowings in a financial year |
| Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/046 | Circular | 2023 | 3/29/2023 | Cyber Security and Cyber Resilience framework for Portfolio Managers |
| Circular No. SEBI/HO/IMD/IMD-I POD2/P/CIR/2023/48 | Circular | 2023 | 3/29/2023 | Review of time limit for disclosure of NAV of Mutual fund schemes investing overseas |
| Circular No. SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/45 | Circular | 2023 | 3/28/2023 | Norms for Scheme of Arrangement by unlisted Stock Exchanges, Clearing Corporations and Depositories |
| Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 | Circular | 2023 | 3/28/2023 | Nomination for Mutual Fund Unit Holders – Extension of timelines |
| Circular No. SEBI/HO/MRD/MRD-POD-2/P/CIR/2023/41 | Circular | 2023 | 3/27/2023 | Amendment to Securities Lending Scheme, 1997 |
| Circular No. SEBI/HO/AFD/P/CIR/2023/043 | Circular | 2023 | 3/27/2023 | Streamlining the onboarding process of FPIs |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/42 | Circular | 2023 | 3/27/2023 | Nomination for Eligible Trading and Demat Accounts – Extension of timelines for existing account holder |
| Circular No. SEBI/HO/IMD/IMD-PoD-2/P/CIR/2023/40 | Circular | 2023 | 3/23/2023 | E-wallet investments in Mutual Funds |
| NOTIFICATION No. S.O. 1269 (E) | Notification | 2023 | 3/17/2023 | U/s 396 (1) of Companies Act, 2013 Central Government establishes a Centre for Processing Accelerated Corporate Exit at Gurgaon (Haryana) |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37 | Circular | 2023 | 3/16/2023 | Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination |
| NOTIFICATION No. S.O. 1242 (E) | Notification | 2023 | 3/15/2023 | Amendment in Notification No. S.O. 2099 (E), dated the 5th May, 2022 |
| NOTIFICATION No. SEBI/LAD-NRO/GN/2023/128 | Notification | 2023 | 3/14/2023 | Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2023 |
| NOTIFICATION No. SEBI/LAD-NRO/GN/2023/127 | Notification | 2023 | 3/14/2023 | Renewal of recognition to the AMC Repo Clearing Limited |
| Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 | Circular | 2023 | 3/10/2023 | Clarification with respect to Qualified RTAs (QRTAs) |
| Circular No. SEBI/HO/CFD/PoD-2/P/CIR/2023/35 | Circular | 2023 | 3/8/2023 | Operational Guidance - Amendment to Securities and Exchange Board of India (Buy-back of Securities) Regulations, 2018 (“Buy-back Regulations”) |